Generate Regulatory, Enforcement and Disciplinary actions Report (RED)
POST/report/redlist
RED Report API generates a data response containing the subject individual or company’s direct & indirect exposure to regulatory actions by national, regional and international authorities.
Available for: all Handshakes datasets, except for Vietnam Company Registry (CRVN).
Report format: JSON, XML, PDF, HTML
Request
Header Parameters
Authorization stringrequired
Refer to Getting your Access Token to get access to the authorization token. Include the following prefix when using the authorization token: Bearer.
- application/json
Body
required
entity_guid string
The entity GUID of the subject company (e.g. E000D000-11F1-22D2-3333-4444444AC4E4).
For available values to input, refer to output of SEARCH: Basic Entity Search endpoint.
Either entity_guid or uen is required.
uen string
The target entity’s company registration number (e.g. 201108160R).
For available values to input, refer to output of SEARCH: Basic Entity Search endpoint.
Either entity_guid or uen is required.
source string
Dataset source GUID (e.g. 4af00c3f-bda4-490c-8c7b-c7645b).
For available values to input, refer to output of SEARCH: Data Source Search endpoint.
Either source or sourceshortname is required.
sourceshortname string
Dataset source short name (e.g. CRSG)
For available values to input, refer to output of SEARCH: Data Source Search endpoint.
Either source or sourceshortname is required.
datasets string[]
Array of dataset GUIDs. This field is required for OneWorld to function properly.
For available values to input, refer to output of SEARCH: Data Source Search endpoint.
Either datasets or datasetsshortname is required.
datasetsshortname string[]
Array of dataset names. This field is required for OneWorld to function properly.
For available values to input, refer to output of SEARCH: Data Source Search endpoint.
Either datasets or datasetsshortname is required.
output_type string
File type of the report output.
Possible values: [json, html, pdf, xml]
Default value:
pdfResponses
- 200
- application/json
- Schema
- Example (from schema)
Schema
EntityType string
ReportDateTime string
EntityGuid string
IndirectRedScore string
ActiveName string
Profiles object
FormerNames object
Name string
EffectiveDate string
CompanyRegistrationNo string
CurrentAddress string
OtherAddress string[]
Type string
PlaceOfIncorporation string
IncorporationDate string
CompanyStatus string
PrimaryBusinessActivity string
OwnershipLayer string
DirectExposures object
EventName string
EventDetails string
InvolvedEntities object
EntityName string
Involvement string
Details string
IndirectExposureRelationships object
EntityFromName string
RelationshipType string
EntityToName string
RelationshipStartDate string
PastRelationship string
IndirectExposureEvents object
EventType string
TargetEntity string
EventName string
EventDetails string
{
"EntityType": "FIRM",
"ReportDateTime": "20240515_073933",
"EntityGuid": "634ceed2-0120-483d-9768-4965c5a2d570",
"IndirectRedScore": "SC",
"ActiveName": "ABC SDN BHD",
"Profiles": {
"FormerNames": [
{
"Name": "CEB SDN BHD",
"EffectiveDate": "20140113"
}
],
"CompanyRegistrationNo": "0121001241821X",
"CurrentAddress": "LEVEL 100 ,MENARA MAXIS, KUALA LUMPUR CITY CENTRE, WILAYAH PERSEKUTUAN 50088 MALAYSIA",
"OtherAddress": [],
"Type": "Limited Private Company",
"PlaceOfIncorporation": "MALAYSIA",
"IncorporationDate": "5 Jun 1984",
"CompanyStatus": "EXISTING",
"PrimaryBusinessActivity": "INVESTMENT HOLDING",
"OwnershipLayer": "3 or more layers"
},
"DirectExposures": {
"EventName": "Civil Actions and Regulatory Settlements SC against Chan Grey",
"EventDetails": "On 15 Dec 2015, the Securities Commission Malaysia (\"SC\") announced that they have entered into a settlement with Chan Grey (\"Chan\") in the sum of RM1,944,438.78 when he agreed without admission or denial of liability, to settle a claim that the SC was proposing to institute against him for communicating inside information contrary to section 89E(3) of the Securities Industry Act 1983 (“SIA”) to his late wife Yeoh Phaik Choo (\"Yeoh\") who then traded in the call warrants of MINI Berhad (“MINI”) between 23 Apr 2007 and 27 Apr 2007.\nThe information is related to the notification from ABC Sdn Bhd (\"UTSB\"), a substantial shareholder of MINI that UTSB and its affiliates intended to launch a voluntary general offer through a special purpose vehicle for all the ordinary shares of MINI, as set out in an announcement made by MINI to Bursa Malaysia on 30 Apr 2007. \nFollowing this announcement, MINI further announced on 3 May 2007 the details of the conditional take-over offer including the offer price of RM15.60 for each offer share. The settlement was reached following a letter of demand sent by the SC pursuant to its civil enforcement powers under the securities laws, where the sum Chan was required to disgorge was equivalent to 1.5 times the difference between the price at which Yeoh acquired the call warrants and the price at which the call warrants would have been likely to have been acquired at the time of the acquisition, if the information had been generally available.\nThe monies recovered will be applied in accordance with section 90A(7) of the SIA. Chan at the material time was an executive director of UTSB as well as a non-executive director of MINI.",
"InvolvedEntities": [
{
"EntityName": "Chan Grey",
"Involvement": "Target",
"Details": "On 15 Dec 2015, the Securities Commission Malaysia (\"SC\") announced that it has entered into a settlement with Chan Grey in the sum of RM1,944,438.78 when he agreed without admission or denial of liability, to settle a claim that the SC was proposing to institute against him for communicating inside information contrary to section 89E(3) of the Securities Industry Act 1983 to his late wife Yeoh Phaik Choo who then traded in the call warrants of MINI Berhad between 23 Apr 2007 and 27 Apr 2007."
},
{
"EntityName": "MINI Berhad",
"Involvement": "Others",
"Details": "Chan Grey communicated inside information contrary to section 89E(3) of the Securities Industry Act 1983 (“SIA”) to his late wife Yeoh Phaik Choo who then traded in the call warrants of MINI Berhad (“MINI”) between 23 Apr 2007 and 27 Apr 2007. Chan Grey was a non-executive director of MINI at the material time."
},
{
"EntityName": "ABC Sdn. Bhd.",
"Involvement": "Others",
"Details": "The insider information is related to the notification from ABC Sdn Bhd (\"UTSB\") that UTSB and its affiliates intended to launch a voluntary general offer through a special purpose vehicle for all the ordinary shares of MINI Berhad (\"MINI\"), as set out in an announcement made by MINI to Bursa Malaysia on 30 Apr 2007."
}
]
},
"IndirectExposureRelationships": {
"EntityFromName": "CHAN GREY",
"RelationshipType": "Director",
"EntityToName": "ABC SDN BHD",
"RelationshipStartDate": "28 Oct 2002",
"PastRelationship": "True"
},
"IndirectExposureEvents": {
"EventType": "SC-Related Regulatory and Enforcement Events",
"TargetEntity": "Chan Grey",
"EventName": "Civil Actions and Regulatory Settlements SC against Chan Grey",
"EventDetails": "On 15 Dec 2015, the Securities Commission Malaysia (\"SC\") announced that they have entered into a settlement with Chan Grey (\"Chan\") in the sum of RM1,944,438.78 when he agreed without admission or denial of liability, to settle a claim that the SC was proposing to institute against him for communicating inside information contrary to section 89E(3) of the Securities Industry Act 1983 (“SIA”) to his late wife Yeoh Phaik Choo (\"Yeoh\") who then traded in the call warrants of MINI Berhad (“MINI”) between 23 Apr 2007 and 27 Apr 2007.\nThe information is related to the notification from ABC Sdn Bhd (\"UTSB\"), a substantial shareholder of MINI that UTSB and its affiliates intended to launch a voluntary general offer through a special purpose vehicle for all the ordinary shares of MINI, as set out in an announcement made by MINI to Bursa Malaysia on 30 Apr 2007. \nFollowing this announcement, MINI further announced on 3 May 2007 the details of the conditional take-over offer including the offer price of RM15.60 for each offer share. The settlement was reached following a letter of demand sent by the SC pursuant to its civil enforcement powers under the securities laws, where the sum Chan was required to disgorge was equivalent to 1.5 times the difference between the price at which Yeoh acquired the call warrants and the price at which the call warrants would have been likely to have been acquired at the time of the acquisition, if the information had been generally available.\nThe monies recovered will be applied in accordance with section 90A(7) of the SIA. Chan at the material time was an executive director of UTSB as well as a non-executive director of MINI."
}
}